Prospective Representative Profile Pre-Hire

Booklet 1
Prospective Profile/Registered Representative Agreement/
Disclosure Documents

Booklet 2
Form U4 Instructions and Application

Uniform Branch Office Registration Form

Equity Indexed Annuity Election Form

Non - Registered Finger Print Form

Start Up Worksheet

State Fee Schedule as of January 2008

E & O Premium Fees

Pershing Fees

Client Welcome Brochure

Advisor Welcome Brochure

Investors Capital Advisory Services

ICC Recruiting Presentation